Capability · Compliance & Audit
Compliance & Audit
Compliance & Audit needs accountable ownership, connected evidence and explicit approvals rather than disconnected spreadsheets.
Audience
Workflow
- 01Policy versions, consent and retention requirements
- 02Risk register and segregation of duties
- 03Versioned evidence and decision reasons
- 04Read-only scoped audits and findings
- 05Corrective actions, exceptions and regulatory reporting
What it covers
Records and tasks
- Policy versions, consent and retention requirements
- Risk register and segregation of duties
Control and approvals
- Versioned evidence and decision reasons
- Read-only scoped audits and findings
Oversight
- Corrective actions, exceptions and regulatory reporting
- Owner, due date, version history and exception reasons
Intelligence
Rules validate policy and required evidence; analytics flags exceptions; AI drafts evidence-grounded summaries for human review.
Integrations
Design scope only: governed exchange with authorised external systems; no live connector verified.
Workflow example
Illustrative DataIllustrative: an assigned compliance reviews missing evidence, records a reason and routes the case to an independent approver before closure.
Outcomes
- Evidence completeness
- Approval turnaround
- Outstanding exceptions
Records become accountable work
Design intentions, not independently verified operational controls.
- Ownership & permissions
- Assigned Compliance, risk, auditors, tenant administrators work only within authorised tenant, programme and record scopes.
- Rules & approvals
- Required evidence, policy versions, delegated authority and independent review gate consequential changes. Missing evidence returns to the owner.
- Audit & reporting
- Record who changed what, when and why. Measure evidence completeness, queue age, approval turnaround and unresolved exceptions rather than invent performance results.
From allocation to a verified outcome
01 / 8 · National 3,000-learner programme
Funder
- Accountable owner
- Funder
- Evidence & records
- Illustrative target: 3,000 learners, budget and outcomes
- Rule & approval gate
- Funding conditions and targets approved
- Reporting KPI
- Enrolment against 3,000 target; verified completion
- Next action
- Implementer
- Permission boundary
- Assigned programme and records only; cross-party sharing requires explicit authorisation.
Review exceptions before progressing
Website demonstration of intended workflows. No real records, approvals, credentials or payments are processed.
Connected capabilities
Programme Lifecycle
Needs analysis and proposal; Funding, budget and implementation plan.
ViewVenues, Tools & Equipment
Venue profiles, capacity and accessibility; Equipment availability and safety records.
ViewAccreditation & Quality
Provider scope and expiry records; Qualification catalogue and practitioner registration.
ViewSee Compliance & Audit in a demo
Tell us about your schools, district or programme. We’ll show how SkillsCortex could connect your workflows — and agree what a scoped pilot would prove.